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Compliance Investigator

Opportunity to lead impactful compliance investigations, shape policies, and rapidly progress your career!

Your new company

Join a leading financial institution where innovation and excellence are at the forefront of everything they do. Their commitment to integrity and compliance ensures that we maintain the highest standards in the industry. As part of the market conduct team, you will be working in a dynamic environment that values collaboration, continuous learning and professional growth.

Your new role

As the Compliance Investigator within the Market Conduct team, you will play a crucial role in managing risks related to market misconduct by our agency. You will be part of a driven team, working closely with various stakeholders, including partners, clients, and regulators. Reporting directly to the Deputy Head of Compliance, you will independently conduct investigations from start to finish, perform regular and ad-hoc audits, and develop policies and procedures to mitigate identified risks. Your role will also involve conducting training sessions to enhance the competency of our agency and ensuring compliance with all relevant laws and regulations. In this leadership role you will also be managing a team of two.

What you'll need to succeed

In order for you to succeed in this position you will have:

  • At least 3 years of experience performing investigations in financial advisory (FA) firms, insurance, or related financial institutions

  • The ability to multitask, work under pressure and remain agile in a fast-paced environment

  • Strong understanding of relevant regulations such as FAA and LIA guidelines

  • Prior experience in directly managing or supervising juniors


What you'll get in return

In return for your dedication and hard work, you’ll be rewarded with:

  • Competitive salary and benefits package

  • Opportunities for professional development and career advancement

  • A supportive and collaborative work environment

  • The chance to make a significant impact in a leading financial institution


If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you but you are looking for a new Governance position, please contact Jet Wong at +65 6027 2245 or email Jet.Wong@hays.com.sg for a confidential discussion on your career.



EA Registration No. R24124357
Company Registration No. 200609504D
EA License No. 07C3924

Summary

Job Type
Permanent
Industry
Insurance
Location
Singapore
Specialism
Audit
Ref:
1277419

Talk to a consultant

Talk to Jet Wong, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: +6560272245

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