Compliance Director (Investment Management)

Compliance Director (Investment Management)

My client, one of the global leading investment management firm, is currently looking for Compliance Director to work in their flagship Singapore office. This is an exceptional opportunity to join a best in class compliance team at senior managerial level. Working for one of the global leading investment management firm and operating behind a market leading brand, this role offers the successful applicant almost unrivalled personal and professional development alongside a huge portfolio of future, internal, career paths.

Focusing on the investment advisory segment , you will be the primary liaison officer for the Branch with the Monetary Authority of Singapore (MAS), other regulatory authorities and bodies for approvals, enquiries, negotiations, and similar actions as also liaise with Corporate/Group Office for all Compliance related matters. You will be tasked on end-to-end coverage of compliance functions including AML/CFT/Sanctions as well as enhancing the compliance framework. You will be responsible on advising the business on regulatory obligations and assist in licensing requirements.

To be successful in your application for this role it is imperative your experience to date is aligned to the skillsets mentioned above with at least 15 years of experience in regulatory compliance and AML/CFT/Sanctions advisory in the asset or investment management industry . You can clearly demonstrate an exceptional track record as in-house compliance officer who is well-versed with Singapore’s regulatory requirements and Securities and Futures Act (SFA) .

If you or someone you may know may be interested in this opportunity, please do contact me on the details below for more information or drop over an updated CV to my email at .

Alternatively, if this job opportunity is not relevant to you, feel free to share across your updated CV to have a confidential discussion on the relevant openings based on your skillsets and expertise.

EA Reg Number: R22104725

EA License Number: 07C3924

Company Registration No: 200609504D


Job Type
Banking & Financial Services

Talk to a consultant

Talk to ErHann Ooi, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: +6560271916

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