Business Risk Specialist FCC (Contract) - Mandarin

Hot Banking Opportunity with a top tier bank!

Your new company

The company is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The firm's employees serve clients worldwide, including corporations, governments, and individuals from more than 1,200 offices in 43 countries.

Your new role

You’ll be working in the Investment Suitability Function of Front Line Support (FLS), a 1st Line of Defence, locally reporting into the GWM APAC Business Risk Organization (BRO) Function. FLS is responsible for executing ex-post controls as part of the GWM Control Framework. We execute regular controls and perform regular analysis over the controls and share the outcome with relevant stakeholders as appropriate. In addition, we provide regular advice and/or training to businesses to help enhance the overall quality and process adherence in the 1st Line of Defense.

What you'll need to succeed

  • Good knowledge or background in risk, controls, investigations, compliance, audit and/or legal, and at least 5 years' experience working in the wealth management sector
  • Proficiency in Cantonese, besides English and Mandarin as the candidate is required to communicate well with Front Line staff based in a staff office as well to perform tape listening
  • Good knowledge of investment products (FX, Derivatives, Bonds, Structures, Equities) and MAS & HKMA requirements in areas of Investment Suitability

What you get
  • Do you have a compliance, controls, investigations and/or audit background with solid experience in the wealth management industry?
  • Do you have good knowledge of investment products, e.g. accumulators, contingent convertible bonds and structured notes?
  • Are you familiar with HKMA and MAS requirements in areas of investment suitability?
  • Are you able to evaluate, interpret and challenge complex information carefully?
  • Are you trustworthy in maintaining high business standards, while driving the business forward?
  • Do you know how to organise and prioritise your work to meet key deadlines?
  • Are you able to challenge colleagues in a constructive way?
  • Are you a self-starter within initiative, able to own and drive complex projects, while keeping management informed of regular progress?

What you need to do now

If you're interested in this role, click 'apply now' or forward your latest resume to

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

Hays Registration Number: 200609504D, EA Licence: 07C3924, Registration ID Number: R22108490


Job Type
Banking & Financial Services
Banking and Financial Services
Unlock competitive packages coupled with comprehensive medical coverage

Talk to a consultant

Talk to Rubern Ilangovan, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: -

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