Your new company
The company is a leading global financial service firm providing a wide range of investment banking, securities, investment management and wealth management services. The firm's employee serve clients worldwide including corporations, governments, and individual from more than 1,200 offices in 43 countries.
Your new role
To perform ex-post control reviews on Global Wealth Management Front Line Staffs in order to assess cases if he/she adhere to the bank policies and requirements
Reviews will be time critical and required to be performed in line with a newly agreed control review methodology which includes review of front office communications with clients, including (i) detailed email review, (ii) detailed review of internal contact notes / call reports, and (iii) if required, tape listening.
To carefully document the review approach & findings and provide a final assessment / conclusion for cases requiring discussion or escalation, and communicate to the Front Line Staffs on the remediation steps with Clients whenever required
What you'll need to succeed
Good knowledge or background in risk, controls, investigations, compliance, audit and/or legal
At least 1-2 years' experience working in the Banking Industry
Proficiency in English and Mandarin
What you'll get in return
What you need to do now
If you're interested in this role, click 'apply now' or forward your latest resume to rubern.ilangovan@hays.com.my
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.
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