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Business Risk Specialist ( - 41355)Until 31st Dec 2025

Business Risk Specialist - Front Support Office
Your new company
Join our global banking company as Business Risk Specialist - Front Line Support, delivering exceptional services to our global counterparts!

Your new role
  • To perform control reviews in order to assess cases which do not meet the Investment Suitability disclosure requirement
  • Reviews will be time critical and required to be performed in line with a newly agreed control review methodology which includes review of front office communications with clients, including (i) detailed email review, (ii) detailed review of internal contact notes / call reports, and (iii) if required, tape listening. Other review methods may be deployed and may be pre-agreed with supervisor
  • To carefully document the review approach, comprehensively document the review findings and provide final assessment / conclusion for cases requiring discussion or escalation
  • Become a subject matter expert ('SME') on the control, giving considered feedback on how the control is operating and if and how over time it may be improved
  • A strong team player, positive attitude and
  • Assist the Supervisor with other control tasks & provide trainings to the team members as and when required.


What you'll need to succeed
  • Good knowledge or background in risk, controls, investigations, compliance, audit and/or legal, and at least 3-4years' experience working in the Banking Industry, preferably in wealth management sector with investment suitability/ products knowledge
  • Proficiency in Cantonese, besides English and Mandarin as the candidate is required to communicate well with Front Line Staffs based in Hong Kong office as well to perform tape listening
  • Good knowledge of wealth management financial products and services


What you need to do now
If you are interested to explore this opportunity, send your CV to sarah.kaveen@hays.com.my now!

Summary

Job Type
Temporary
Industry
Banking & Financial Services
Location
Singapore
Specialism
Banking and Financial Services
Pay
Competitive package
Ref:
1273250

Talk to a consultant

Talk to Sarah Kaveen, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: +6568170865

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