Compliance Officer

If you are looking for a new challenge in a dynamic environment, this is the role for you.

Your new company

Join a dynamic and innovative financial firm that is at the forefront of global markets. With a strong commitment to technology and transparency, this organisation plays a vital role in enhancing market efficiency across a wide range of asset classes and geographies. You’ll be part of a team that values expertise, collaboration, and continuous improvement.

Your new role

As a Compliance Officer in the team, you will be a key player in shaping the compliance function through innovation and analytical thinking. You’ll work closely with business units to provide strategic advice, conduct surveillance and lead investigations, all while developing sustainable solutions. This role offers a unique opportunity to engage with senior stakeholders, regulators and external partners making you the face of the compliance team. If you thrive in a fast-paced environment and enjoy solving complex problems with autonomy and creativity, this is the role for you.

What you'll need to succeed

In order for you to be successful in this position you will have:

  • A Bachelor’s Degree in Finance or equivalent; Post-Graduate Degrees is a plus

  • At least 4 years of experience in financial services firms such as Capital Markets, Regulated Market Operators, HFT Firms etc.

  • Knowledge of broker-dealer regulation and capital markets regulations (SFC, ASIC, MAS) is advantageous

  • Strong communication and interpersonal skills

  • Self-starter with the ability to work independently and collaboratively

  • Familiarity with a wide range of financial instruments and trading environments


What you'll get in return

In return for your dedication and hard work, you will be rewarded with:Opportunity to work in a globally recognized financial firm

  • Exposure to cutting-edge technology and innovative compliance practices

  • Collaborative and flat organizational structure

  • Professional growth through diverse responsibilities and stakeholder engagement

  • Competitive compensation and benefits package


What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you but you are looking for a new Governance position, please contact Jet Wong at +65 6027 2245 or email Jet.Wong@hays.com.sg for a confidential discussion on your career.


EA Registration No. R24124357

Company Registration No. 200609504D

EA License No. 07C3924

Summary

Job Type
Permanent
Industry
Banking & Financial Services
Location
Singapore
Specialism
Audit
Pay
Negotiable
Ref:
1279029

Talk to a consultant

Talk to Jet Wong, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: +6560272245

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