Compliance Investigator

Opportunity to lead impactful compliance investigations, shape policies, and rapidly progress your career!

Your new company

A leading financial advisory firm in Singapore, licenced by the Monetary Authority of Singapore, with a strong team of financial consultants and support staff.

Your new role

As an Investigator in the Compliance Department, you will manage risks related to market misconduct, conduct investigations, perform audits, develop policies, and ensure compliance with laws and regulations. You will report directly to the Deputy Head of Compliance.

What you'll need to succeed

  • In-depth knowledge of compliance regulations, including the FAA and LIA guidelines.
  • Strong analytical skills to identify and mitigate risks.
  • Excellent report writing and communication skills.
  • Ability to conduct thorough investigations and audits independently.
  • Critical thinking, time management, and a positive mindset.

What you'll get in return

  • Competitive remuneration and flexible benefits.
  • Opportunity to rapidly progress your career with excellent career progression on offer
  • Collaborative workplace with opportunities to interact with various teams and stakeholders.
  • Please note that these roles are only open to candidates currently residing in Singapore.
Please reach out to me at jack.henington@hays.com.sg with your latest CV for a confidential discussion.
Registration ID No. R25128613
EA License number: 07C3924
Company Registration No. 200609504D

Summary

Job Type
Permanent
Industry
Banking & Financial Services
Location
Singapore
Specialism
Audit
Ref:
1277419

Talk to a consultant

Talk to Jack Gabriel David Henington, the specialist consultant managing this position, located in Singapore
#27-20 UOB Plaza 2, 80 Raffles Place

Telephone: 93516126

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